Benefits broker of record · RALEIGH, NC
CAPFINANCIAL SECURITIES LLC
CAPFINANCIAL SECURITIES LLC of RALEIGH, NC is named as the broker of record on 11 insurance contracts in public Form 5500 Schedule A filings.
One of 5 offices of CAPFINANCIAL SECURITIES LLC.
11 contracts on file name CAPFINANCIAL SECURITIES LLC as broker of record. The full book with premiums and commissions is on the subscriber view of this page, or through the Form5500Lookup connector for ChatGPT and Claude.
Book profile
CAPFINANCIAL SECURITIES LLC brokers 11 insured contracts for 11 employers, across 5 states, led by NY, CA, CT.
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY writes the most contracts in the book (4, about 36%); THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, LINCOLN LIFE & ANNUITY COMPANY follow.
Contracts in the book, by the carrier that writes them. Largest first.
Counted by each employer's own state. Largest first.
Welfare contracts, counted by their typical renewal date (the 1st after the policy year ends). Annuity and GIC funding contracts have no renewal.
- J
- F
- M
- A
- M
- J
- J
- A
- S
- O
- N
- D
Clients on file
| Employer | Location | Carrier | Renews |
|---|---|---|---|
| THE METROPOLITAN MUSEUM OF ART | NEW YORK, NY | VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYAnnuity / GIC | —FY2025 |
| THE METROPOLITAN MUSEUM OF ART | NEW YORK, NY | VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYAnnuity / GIC | —FY2025 |
| HOUSING WORKS, INC. | BROOKLYN, NY | LINCOLN LIFE & ANNUITY COMPANY OF NEW YORKAnnuity / GIC | —FY2025 |
| SAN DIEGO MUSEUM OF ART | SAN DIEGO, CA | THE LINCOLN NATIONAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
| THE MOUNT SINAI MEDICAL CENTER | NEW YORK, NY | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
more employers in CAPFINANCIAL SECURITIES LLC's book
See the full client list with carriers, renewal dates, and disclosed commissions — plus the renewal calendar and export.
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule A · each row is that employer’s most recent filing, largest premium first (plan years 2024–2025 on this page)
Claude & ChatGPT
Look up records from Claude or ChatGPT
Add Form5500Lookup to Claude or ChatGPT and ask about any employer, broker or carrier in plain English. Lookups are free. Renewal lists, full books of business and exports are included with a subscription.
Building a list or a tool from these records? Match a list you already have from $29 per 1,000 records, or license the whole dataset as a weekly file for $499 a month. See both