Benefits brokerage · 5 offices
CAPFINANCIAL SECURITIES LLC
CAPFINANCIAL SECURITIES LLC is named as the broker of record on 20 insurance contracts across its 5 offices in public Form 5500 Schedule A filings.
Offices
Largest book first.
A contract that names two offices of this firm is counted on each of their rows, so this column adds up to more than the firm's own total. The total counts each contract once.
| City | State | Contracts |
|---|---|---|
| RALEIGH | NC | 11 |
| RALIEGH | NC | 6 |
| NEW YORK | NY | 1 |
| SACRAMENTO | CA | 1 |
| WAKE FOREST | NC | 1 |
Book profile
CAPFINANCIAL SECURITIES LLC brokers 20 insured contracts for 19 employers, across 8 states, led by NY, CA, DC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY writes the most contracts in the book (8, about 40%); VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN LIFE & ANNUITY COMPANY follow.
Contracts in the book, by the carrier that writes them. Largest first.
Counted by each employer's own state. Largest first.
Welfare contracts, counted by their typical renewal date (the 1st after the policy year ends). Annuity and GIC funding contracts have no renewal.
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Clients on file
| Employer | Location | Office | Carrier | Renews |
|---|---|---|---|---|
| RFE/RL, INC. | WASHINGTON, DC | RALIEGH, NC | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2025 |
| THE METROPOLITAN MUSEUM OF ART | NEW YORK, NY | RALEIGH, NC | VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYAnnuity / GIC | —FY2025 |
| THE NEW YORK INSTITUTE FOR SPECIAL EDUCATION | BRONX, NY | RALIEGH, NC | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
| THE ANNIE E. CASEY FOUNDATION, INC. | BALTIMORE, MD | RALIEGH, NC | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
| THE METROPOLITAN MUSEUM OF ART | NEW YORK, NY | RALEIGH, NC | VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYAnnuity / GIC | —FY2025 |
more employers in CAPFINANCIAL SECURITIES LLC's book
See the full client list across every office, with carriers, renewal dates, and disclosed commissions — plus the renewal calendar and export.
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule A · each row is that employer’s most recent filing, largest premium first (plan years 2024–2025 on this page)