Benefits brokerage · 69 offices
LPL FINANCIAL CORPORATION
LPL FINANCIAL CORPORATION is named as the broker of record on 695 insurance contracts across its 69 offices in public Form 5500 Schedule A filings.
Offices
The 12 offices with the largest books, largest first. The other 57 are in the list below.
A contract that names two offices of this firm is counted on each of their rows, so this column adds up to more than the firm's own total. The total counts each contract once.
| City | State | Contracts |
|---|---|---|
| SAN DIEGO | CA | 545 |
| No city on file | — | 31 |
| MUSCATINE | IA | 15 |
| CLINTON | WI | 9 |
| PORTLAND | OR | 8 |
| HENRICO | VA | 5 |
| SAN DEIGO | CA | 5 |
| ERIE | PA | 3 |
| MEDINA | OH | 3 |
| ALBANY | NY | 2 |
| CHARLESTON | WV | 2 |
| CLEMMONS | NC | 2 |
| FORT MILL | SC | 2 |
| FRESNO | CA | 2 |
| HOUSTON | TX | 2 |
| HUNT VALLEY | MD | 2 |
| MADISON | WI | 2 |
| MELVILLE | NY | 2 |
| PITTSBURGH | PA | 2 |
| SANFORD | MI | 2 |
| SPRINGFIELD | MO | 2 |
| SUGAR LAND | TX | 2 |
| VISTA | CA | 2 |
| ASH FLAT | AR | 1 |
| ATHENS | TN | 1 |
| BELLEVUE | WA | 1 |
| BOSTON | MA | 1 |
| BUTLER | PA | 1 |
| CANONSBURG | PA | 1 |
| CHAMBLEE | GA | 1 |
| CLOVIS | CA | 1 |
| COLLEGEVILLE | PA | 1 |
| CORAL SPRINGS | FL | 1 |
| CORSICANA | TX | 1 |
| DAVENPORT | IA | 1 |
| DERIDDER | LA | 1 |
| EDWARDSVILLE | IL | 1 |
| EMMETT | ID | 1 |
| FITCHBURG | MA | 1 |
| GLENDALE | CA | 1 |
| GRAND BLANC | MI | 1 |
| GUNTERSCILLE | AL | 1 |
| LAFAYETTE | LA | 1 |
| LITHIA | FL | 1 |
| METAIRIE | LA | 1 |
| MIDVALE | UT | 1 |
| MODESTO | CA | 1 |
| MOUNT AIRY | NC | 1 |
| NEW ORLEANS | LA | 1 |
| NORTHVILLE | MI | 1 |
| OGDEN | IA | 1 |
| ORLANDO | FL | 1 |
| PASADENA | CA | 1 |
| PORTERVILLE | CA | 1 |
| RALEIGH | NC | 1 |
| READING | PA | 1 |
| ROCKVILLE | MD | 1 |
| SAN ANGELO | TX | 1 |
| SEATTLE | WA | 1 |
| SHREVEPORT | LA | 1 |
| SOUTH BURLINGTON | VT | 1 |
| SPOONER | WI | 1 |
| STOCKTON | CA | 1 |
| STUART | FL | 1 |
| TALLAHASSEE | FL | 1 |
| THE WOODLANDS | TX | 1 |
| TOLEDO | OH | 1 |
| WELLINGTON | FL | 1 |
| WOOSTER | OH | 1 |
All 69 offices
Every office that files under the LPL FINANCIAL CORPORATION name, largest book first.
Book profile
LPL FINANCIAL CORPORATION brokers 695 insured contracts for 647 employers, across 48 states, led by CA, NY, TX.
Life is the largest line (18 contracts), followed by dental (1), disability (1).
JOHN HANCOCK LIFE INSURANCE COMPANY writes the most contracts in the book (161, about 23%); PRINCIPAL LIFE INSURANCE COMPANY, VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY, TRANSAMERICA LIFE INSURANCE COMPANY follow.
Renewals concentrate on January 1: 78% of the dated welfare contracts have policy years ending in December, so most of the book comes up for review at once.
Contracts in the book, by the carrier that writes them. Largest first.
Counted by each employer's own state. Largest first.
- California66
- New York52
- Texas44
- Pennsylvania43
- Florida36
- Ohio33
Contracts by line.
life 18 · dental 1 · disability 1
Welfare contracts, counted by their typical renewal date (the 1st after the policy year ends). Annuity and GIC funding contracts have no renewal.
- J
- F
- M
- A
- M
- J
- J
- A
- S
- O
- N
- D
Clients on file
| Employer | Location | Office | Carrier | Renews |
|---|---|---|---|---|
| PROSKAUER ROSE LLP | NEW YORK, NY | SAN DIEGO, CA | METROPOLITAN LIFE INSURANCE COMPANY | Jan 1FY2025 |
| ADIENT US LLC | PLYMOUTH, MI | SAN DIEGO, CA | METROPOLITAN LIFE INSURANCE COMPANY | Jan 1FY2025 |
| UTZ QUALITY FOODS, LLC | HANOVER, PA | SAN DIEGO, CA | METROPOLITAN LIFE INSURANCE COMPANY | Jan 1FY2025 |
| WESTERN ASSET MANAGEMENT COMPANY, LLC | PASADENA, CA | SAN DIEGO, CA | METROPOLITAN LIFE INSURANCE COMPANY | Jan 1FY2025 |
| K&L GATES LLP | PITTSBURGH, PA | SAN DIEGO, CA | METROPOLITAN LIFE INSURANCE COMPANY | May 1FY2025 |
more employers in LPL FINANCIAL CORPORATION's book
See the full client list across every office, with carriers, renewal dates, and disclosed commissions — plus the renewal calendar and export.
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule A · each row is that employer’s most recent filing, largest premium first (plan year 2025 on this page)