Benefits broker of record · RALIEGH, NC
CAPFINANCIAL SECURITIES LLC
CAPFINANCIAL SECURITIES LLC of RALIEGH, NC is named as the broker of record on 6 insurance contracts in public Form 5500 Schedule A filings.
One of 5 offices of CAPFINANCIAL SECURITIES LLC.
6 contracts on file name CAPFINANCIAL SECURITIES LLC as broker of record. The full book with premiums and commissions is on the subscriber view of this page, or through the Form5500Lookup connector for ChatGPT and Claude.
Book profile
CAPFINANCIAL SECURITIES LLC brokers 6 insured contracts for 6 employers, across 4 states, led by DC, NY, CT.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY writes the most contracts in the book (6, about 100%).
Contracts in the book, by the carrier that writes them. Largest first.
Counted by each employer's own state. Largest first.
Welfare contracts, counted by their typical renewal date (the 1st after the policy year ends). Annuity and GIC funding contracts have no renewal.
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Clients on file
| Employer | Location | Carrier | Renews |
|---|---|---|---|
| RFE/RL, INC. | WASHINGTON, DC | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2025 |
| THE NEW YORK INSTITUTE FOR SPECIAL EDUCATION | BRONX, NY | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
| THE ANNIE E. CASEY FOUNDATION, INC. | BALTIMORE, MD | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
| NATIONAL ENDOWMENT FOR DEMOCRACY | WASHINGTON, DC | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2025 |
| RECOVERY NETWORK OF PROGRAMS, INC. | SHELTON, CT | TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANYAnnuity / GIC | —FY2024 |
more employer in CAPFINANCIAL SECURITIES LLC's book
See the full client list with carriers, renewal dates, and disclosed commissions — plus the renewal calendar and export.
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule A · each row is that employer’s most recent filing, largest premium first (plan years 2024–2025 on this page)
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