Form 5500 · Retirement plan · ROCHESTER, MN
MAYO CLINIC
The filing calls this plan MAYO 403(B) PLAN.
MAYO CLINIC of ROCHESTER, MN's retirement plan holds 7 insurance-company contracts (annuities or guaranteed-interest accounts), disclosed on Schedule A of its Form 5500. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 41-6011702 · plan 002 · plan year 2025, filed Jul 22, 2026
Plan brief
Schedule A lists 7 insurance contracts held by the plan — annuities, guaranteed-interest accounts or similar funding vehicles. The largest number are with TALCOTT RESOLUTION LIFE INSURANCE COMPANY.
The contracts held $1,934,610,227 at the end of the plan year, as reported on Schedule A.
$18,756 in agent commissions is disclosed across the contracts; HERBERT LEWIS is the agent of record.
A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.
The contract year ended in December.
Schedule A insurance contracts
| Carrier | Contract type | Covered | Year ends | Contract value | Commission |
|---|---|---|---|---|---|
| TALCOTT RESOLUTION LIFE INSURANCE COMPANY | Annuity / GIC | 232 | December | $6,152,879 | $18,733 |
| VALIC | Annuity / GIC | 206 | December | $1,372,741 | $16 |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | Annuity / GIC | 1 | December | $7,880 | $7 |
| HARTFORD LIFE AND ACCIDENT | Annuity / GIC | 0 | December | — | $0 |
| PRUDENTIAL INSURANCE COMPANY OF AMERICA | Annuity / GIC | 185 | December | $10,201,735 | $0 |
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | Annuity / GIC | 717 | December | $71,451,274 | $0 |
| TIAA-CREF | Annuity / GIC | 47,433 | December | $1,845,423,718 | $0 |
Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.
Administrator and service providers
Named on Schedule C of this filing. We publish company names only.
Reported to OSHA
Reported to OSHA for 2025: 25,128 employees, 1,230 recordable cases, 6,085 days away from work.
Source: OSHA Injury Tracking Application establishment data, 2025.
What the plan holds
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H
Who runs the plan
From Schedule H of this filing.
We can name the recordkeeper and the auditor for large plans, the ones that file a Schedule C or a Schedule H. Smaller plans do not have to report either, so for most 401(k) plans in the country that information is not public anywhere.
The filing reports that employee contributions were not forwarded to the plan on time (line 4a).
Other plans filed by this employer
More employer plans in Minnesota — largest plans, brokers, carriers and renewal months.