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Benefits brokerage · 4 offices

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC. is named as the broker of record on 17 insurance contracts across its 4 offices in public Form 5500 Schedule A filings.

Offices
4
Contracts
17
Carriers
9

Offices

Largest book first.

A contract that names two offices of this firm is counted on each of their rows, so this column adds up to more than the firm's own total. The total counts each contract once.

CityStateContracts
NASHVILLETN11
WEEHAWKENNJ4
MANASQUANNJ1
NEW YORKNY1

Book profile

UBS FINANCIAL SERVICES INC. brokers 17 insured contracts for 16 employers, across 8 states, led by NJ, TX, CA.

PRINCIPAL LIFE INSURANCE COMPANY writes the most contracts in the book (7, about 41%); AMERICAN UNITED LIFE INSURANCE COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, EMPOWER ANNUITY INSURANCE COMPANY follow.

Renewals concentrate on November 1: 50% of the dated welfare contracts have policy years ending in October, so most of the book comes up for review at once.

Carriers in the book

Contracts in the book, by the carrier that writes them. Largest first.

CarrierContracts
Contracts by employer state

Counted by each employer's own state. Largest first.

StateContracts
Renewals by month

Welfare contracts, counted by their typical renewal date (the 1st after the policy year ends). Annuity and GIC funding contracts have no renewal.

  1. J
  2. F
  3. M
  4. A
  5. M
  6. J
  7. J
  8. A
  9. S
  10. O
  11. N
  12. D

Clients on file

EmployerLocationOfficeCarrierRenews
BROWN'S OF BELLPORT, INC.PATCHOGUE, NYNASHVILLE, TNLINCOLN LIFE & ANNUITY COMPANY OF NEW YORKAnnuity / GIC—FY2024
MICCOSUKEE TRIBE OF INDIANS OF FLORIDAMIAMI, FLNASHVILLE, TNTRANSAMERICA LIFE INSURANCE COMPANYAnnuity / GIC—FY2025
AVOW HOSPICE INC.NAPLES, FLWEEHAWKEN, NJAMERICAN UNITED LIFE INSURANCE COMPANYAnnuity / GIC—FY2024
VISCOFAN USA, INC.BRIDGEWATER, NJNASHVILLE, TNPRINCIPAL LIFE INSURANCE COMPANYAnnuity / GIC—FY2024
AUSTIN CSI, LLCPLANO, TXNASHVILLE, TNPRINCIPAL LIFE INSURANCE COMPANYOct 17FY2023
Subscriber access
11

more employers in UBS FINANCIAL SERVICES INC.'s book

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Sourced from U.S. DOL EFAST2 Form 5500 · Schedule A · each row is that employer’s most recent filing, largest premium first (plan years 2023–2025 on this page)