Form 5500 · Retirement plan · NEW YORK, NY
SCHULTE ROTH & ZABEL LLP
The filing calls this plan SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN.
SCHULTE ROTH & ZABEL LLP of NEW YORK, NY files a Form 5500 for its retirement plan. Schedule A discloses 8 annuity or guaranteed-interest contracts held by the plan, written by PROTECTIVE LIFE INSURANCE COMPANY and 6 other insurers. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-2633996 · plan 028 · plan year 2023, filed Oct 7, 2024
Plan brief
Schedule A lists 8 insurance contracts held by the plan — annuities, guaranteed-interest accounts or similar funding vehicles. The largest number are with PROTECTIVE LIFE INSURANCE COMPANY.
The contracts held $118,389,868 at the end of the plan year, as reported on Schedule A.
$159,909 in agent commissions is disclosed across the contracts; ARTHUR J. GALLAGHER & CO. is the agent of record.
A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.
The contract year ended in December.
Schedule A insurance contracts
| Carrier | Contract type | Covered | Year ends | Contract value | Commission |
|---|---|---|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | Annuity / GIC | 109 | December | $4,851,929 | $85,917 |
| SYMETRA LIFE INSURANCE COMPANY | Annuity / GIC | 95 | December | $1,288,624 | $38,179 |
| NEW YORK LIFE INSURANCE COMPANY | Annuity / GIC | 32 | December | $2,459,220 | $29,095 |
| PACIFIC LIFE INSURANCE COMPANY | Annuity / GIC | 51 | December | $97,662 | $2,704 |
| JOHN HANCOCK LIFE INSURANCE COMPANY | Annuity / GIC | 1 | December | $44,943 | $1,990 |
| DELAWARE LIFE INSURANCE COMPANY OF NEW YORK | Annuity / GIC | 1 | December | $42,973 | $1,563 |
| JOHN HANCOCK LIFE INSURANCE COMPANY | Annuity / GIC | 4 | December | $12,518 | $461 |
| NATIONWIDE LIFE INSURANCE COMPANY | Annuity / GIC | 1 | December | $63,967 | $0 |
Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.
Administrator and service providers
The plan administrator is from line 3a of the main form. We publish company names only.
What the plan holds
Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H
Who runs the plan
From Schedule H of this filing.
Other plans filed by this employer
More employer plans in New York — largest plans, brokers, carriers and renewal months.