Form 5500 · Employee benefit plan · NEW YORK, NY
SCHULTE ROTH & ZABEL LLP
Public Form 5500 records show how SCHULTE ROTH & ZABEL LLP of NEW YORK, NY, a professional services employer, structures its employee benefits. Its broker of record is HOWARTH III, FREDERICK W. Coverage is written through FIRST UNUM LIFE INSURANCE COMPANY and 3 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-2633996 · plan 501 · as of Aug 2026
Plan brief
Schedule A lists 9 insured contracts covering health, dental, life and disability; the largest, with FIRST UNUM LIFE INSURANCE COMPANY, covers 563 people.
Reported premium across the insured contracts is $2,159,265, with $215,105 in disclosed broker commissions — about 10% of premium.
The health contract's policy period ended in December, while at least one ancillary line renews in August — the plan is on a split renewal cycle.
HOWARTH III, FREDERICK W is the broker of record on 4 of the 9 contracts; the rest name a different broker or none.
4 carriers appear on the filing — FIRST UNUM LIFE INSURANCE COMPANY, EMBLEM HEALTH, AETNA LIFE INSURANCE CO. and FEDERAL INSURANCE COMPANY — with FIRST UNUM LIFE INSURANCE COMPANY writing the largest contract by premium.
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Premium | Commission |
|---|---|---|---|---|---|
| FIRST UNUM LIFE INSURANCE COMPANY | Disability | 563 | December | $1,241,435 | $124,143 |
| FIRST UNUM LIFE INSURANCE COMPANY | — | 163 | December | $191,772 | $28,766 |
| FIRST UNUM LIFE INSURANCE COMPANY | Life | 575 | December | $362,405 | $25,368 |
| FIRST UNUM LIFE INSURANCE COMPANY | — | 477 | December | $199,392 | $19,939 |
| FIRST UNUM LIFE INSURANCE COMPANY | — | 117 | December | $87,994 | $13,199 |
| AETNA LIFE INSURANCE CO. | Dental | 148 | December | $23,660 | $1,571 |
| FIRST UNUM LIFE INSURANCE COMPANY | — | 34 | December | $16,843 | $1,111 |
| EMBLEM HEALTH | Health | 2 | December | $35,764 | $1,008 |
| FEDERAL INSURANCE COMPANY | — | 633 | August | — | $0 |
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