Form 5500 records for plan auditors
We hold the Form 5500 for every employer benefit plan in the country, including the accounting firm named on Schedule H, the fee the plan reported paying it, and the opinion it gave.
34 plans in California reported between 80 and 120 participants with an account balance at the end of the plan year on their latest filing, and no independent accountant's report with it.
Five of them are below, read from the filings we hold.
Plans at 80 to 120 account balances at year end and no accountant's report
| Plan sponsor | Accounts at year end |
|---|---|
| PENINSULA ORTHOPEDIC ASSOCIATES · DALY CITY, CA | 119 |
| REGENT PROPERTIES LLC · LOS ANGELES, CA | 116 |
| VOLK ENTERPRISES,INC. · TURLOCK, CA | 116 |
| ERVIN COHEN & JESSUP LLP · BEVERLY HILLS, CA | 114 |
| STOCKTON CARDIOLOGY MEDICAL GROUP COMPLETE HEART CARE INC · STOCKTON, CA | 108 |
- PENINSULA ORTHOPEDIC ASSOCIATES · DALY CITY, CA
- Accounts at year end
- 119
- REGENT PROPERTIES LLC · LOS ANGELES, CA
- Accounts at year end
- 116
- VOLK ENTERPRISES,INC. · TURLOCK, CA
- Accounts at year end
- 116
- ERVIN COHEN & JESSUP LLP · BEVERLY HILLS, CA
- Accounts at year end
- 114
- STOCKTON CARDIOLOGY MEDICAL GROUP COMPLETE HEART CARE INC · STOCKTON, CA
- Accounts at year end
- 108
The band is what these filings reported: between 80 and 120 participants with an account balance at the end of the plan year (line 6g), and no independent accountant's report filed with them. Showing 5 of 34 in California, sourced from U.S. DOL EFAST2 Form 5500.
One real audited filing: PARTNER ASSESSMENT CORPORATION DBA PARTNER ENGINEERING AND SCIENCE of TORRANCE, California
BAKER TILLY US LLP is named on Schedule C as well, at $15,000 paid directly by the plan. The two schedules agree on this filing, and they do not always.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 20-8264379 · plan 001 · plan year 2024, filed Oct 14, 2025 · See the filing at the Department of Labor
Who signed this plan's audit, and what did the plan pay for it?
BAKER TILLY, US LLP is named as the independent accountant on this plan's Schedule H, and the plan reported paying $15,000 for the audit.
Schedule C names BAKER TILLY US LLP at $15,000 paid directly by the plan, so the two schedules agree here.
The accounting firm and the fee are stored on every plan that files a Schedule H, and the same firm is usually named on Schedule C, where the service-provider filter can find it.
What opinion did the accountant give, and what did the plan report about contributions?
The filing reports the opinion type as unmodified on line 3a.
The filing reports no employee contributions that missed their deadline (line 4a).
The opinion type is line 3a of Schedule H and the contribution answer is line 4a, so both read the same way on every plan that files the schedule.
Which plans in my state have no accountant's report on file?
These plans reported between 80 and 120 participants with account balances on their latest filing, and no independent accountant's report with it.
The count is line 6g of the form, the participants who had an account balance at the end of the plan year.
In California that is 34 plans on the filings we hold today.
The band is read straight off the filings, one state at a time. It says what those plans reported, and nothing about what any of them will need next year.
We stop at the employer. We do not sell anyone's contact details.
Filtering by state, plan size, industry and the company named on Schedule C, with saved searches and export, is $99 a month nationwide or $39 for one state.