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Form 5500 · Employee benefit plan · WEEHAWKEN, NJ

UBS FINANCIAL SERVICES INC.

Public Form 5500 records show how UBS FINANCIAL SERVICES INC. of WEEHAWKEN, NJ, a finance and insurance employer, structures its employee benefits. Its broker of record is INSTITUTIONAL INSURANCE GROUP LLC. Coverage is written through HARTFORD LIFE AND ACCIDENT and 16 other carriers. The plan's most recent policy period ended in December.

Benefits broker of record
Plan renews
December

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-2638166 · plan 508 · as of Aug 2026

Participants
14,163
Carriers on file
18
Disclosed commissions
$477,619
Renewal month
December

Plan brief

Schedule A lists 18 insured contracts covering health, dental, vision, life and disability; the largest, with HARTFORD LIFE AND ACCIDENT, covers 13,209 people.

Reported premium across the insured contracts is $55,480,122, with $477,619 in disclosed broker commissions — about 0.9% of premium.

The most recent policy period ended in December, and the plan year ends December 31. Group contracts typically renew on that annual cycle.

INSTITUTIONAL INSURANCE GROUP LLC is the broker of record on 1 of the 18 contracts; the rest name a different broker or none.

17 carriers appear on the filing — HARTFORD LIFE AND ACCIDENT, METROPOLITAN LIFE INSURANCE COMPANY, AETNA LIFE INSURANCE CO. and TRIPLE S SALUD, INC. among them — with HARTFORD LIFE AND ACCIDENT writing the largest contract by premium.

Schedule A insurance contracts

CarrierBenefitsCoveredRenewsPremiumCommission
METROPOLITAN LIFE INSURANCE COMPANYLife5,052December$12,740,806$287,812
ZURICH AMERICAN INSURANCE COMPANY5,400December$657,842$98,676
TRIPLE S SALUD, INC.Health, Dental129December$2,386,958$89,511
ZURICH AMERICAN INSURANCE COMPANY5,400December$10,800$1,620
KAISER FOUNDATION HEALTH PLAN, INC.Health103December$655,901$0
KAISER FOUNDATION HEALTH PLAN OF GEORGIA, INC.Health32December$186,755$0
KAISER FOUNDATION HEALTH PLAN OF HAWAIIHealth2December$12,664$0
HAWAII MEDICAL SERVICE ASSOCIATIONHealth49December$429,158$0
KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC STATES, INC.Health12December$75,726$0
AETNA LIFE INSURANCE CO.14,446December$5,274,048$0
HARTFORD LIFE AND ACCIDENTLife, Disability13,209December$28,910,451$0
CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES (CIGNA)Dental2,749December$489,285$0
KAISER FOUNDATION HEALTH PLAN OF COLORADOHealth17December$121,710$0
KAISER FOUNDATION HEALTH PLAN OF THE NORTHWESTHealth2December$14,774$0
KAISER FOUNDATION HEALTH PLAN OF WASHINGTONHealth6December$36,311$0
METLIFE LEGAL PLANS2,962December$479,778$0
VISION SERVICE PLANVision8,821December$2,208,867$0
KAISER FOUNDATION HEALTH PLAN INCHealth180December$788,288$0

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