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Form 5500 · Retirement plan · NEW YORK, NY

SUMITOMO MITSUI BANKING CORPORATION

The filing calls this plan SUMITOMO MITSUI BANKING CORPORATION RETIREMENT PLAN.

SUMITOMO MITSUI BANKING CORPORATION of NEW YORK, NY's retirement plan holds 1 insurance-company contract (annuities or guaranteed-interest accounts), disclosed on Schedule A of its Form 5500. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Aprilas filed for plan year 2024

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-5611820 · plan 001 · plan year 2024, filed Oct 9, 2025

Participants at the start of the year
5,107
Contracts on file
1
Contract value
—
Plan year end
April

Plan brief

Schedule A lists 1 insurance contract held by the plan — an annuity, a guaranteed-interest account or a similar funding vehicle, with PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in April.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANYAnnuity / GIC0April—$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
SUMITOMO MITSUI BANKING CORPORATION
EIN 13-5611820
COHNREZNICK LLP
Accounting and audit · EIN 33-4144829
$86,800
paid directly by the plan
USI CONSULTING GROUP
Named on Schedule C · EIN 13-3771734
$75,564
paid directly by the plan
NIXON PEABODY LLP
Named on Schedule C · EIN 16-0764720
$5,052
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$341,885,368
Paid out in benefits
$17,975,211
Participants at the start of the year
5,107

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

Independent accountantEIN 33-4144829
COHNREZNICK LLP
Accountant's opinion (Schedule H, line 3a)
Unmodified

From Schedule H of this filing.

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