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Form 5500 · Retirement plan · SOUTH PORTLAND, ME

SPECTRUM HEALTHCARE PARTNERS, P.A.

The filing calls this plan SPECTRUM HEALTHCARE PARTNERS, P.A. 401(K) PROFIT SHARING PLAN.

SPECTRUM HEALTHCARE PARTNERS, P.A. of SOUTH PORTLAND, ME files a Form 5500 for its retirement plan. Schedule A discloses 1 annuity or guaranteed-interest contract held by the plan, written by NEW YORK LIFE INSURANCE COMPANY. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Decemberas filed for plan year 2025

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 01-0510040 · plan 002 · plan year 2025, filed Aug 31, 2026

Participants at the start of the year
856
Contracts on file
1
Contract value
$11,038,129
Plan year end
December

Plan brief

Schedule A lists 1 insurance contract held by the plan — an annuity, a guaranteed-interest account or a similar funding vehicle, with NEW YORK LIFE INSURANCE COMPANY.

The contracts held $11,038,129 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in December.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
NEW YORK LIFE INSURANCE COMPANYAnnuity / GIC66December$11,038,129$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
SPECTRUM HEALTHCARE PARTNERS, P.A.
EIN 01-0510040
HIGHTOWER ADVISORS LLC
Named on Schedule C · EIN 36-4500709
$135,630
paid directly by the plan
CAPFINANCIAL PARTNERS LLC
Named on Schedule C · EIN 26-0058143
$89,603
paid directly by the plan
R M DAVIS INC
Named on Schedule C · EIN 01-0356657
$83,832
paid directly by the plan
SCHWAB RETIREMENT PLAN SERVICES,INC
Recordkeeping and information management · EIN 34-1479833
$71,887
paid directly by the plan
H. M. PAYSON & CO.
Named on Schedule C · EIN 01-0420707
$62,435
paid directly by the plan
ENVESTNET ASSET MANAGEMENT INC
Named on Schedule C · EIN 36-4319587
$27,810
paid directly by the plan
DOUGLASS WINTHROP ADVISORS LLC
Named on Schedule C · EIN 13-4085380
$23,428
paid directly by the plan
VALMARK ADVISERS INC
Named on Schedule C · EIN 31-1509466
$20,455
paid directly by the plan
MERCER GLOBAL ADVISORS INC
Named on Schedule C · EIN 74-3257877
$11,604
paid directly by the plan
PORTLAND GLOBAL ADVISORS
Named on Schedule C · EIN 04-3356781
$8,124
paid directly by the plan
AZZAD ASSET MANAGEMENT INC
Named on Schedule C · EIN 22-3746116
$7,498
paid directly by the plan
F L PUTNAM INVESTMENT MANAGEME
Named on Schedule C · EIN 01-0403396
$7,373
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$371,923,426
Paid out in benefits
$52,020,250
Participants at the start of the year
856
Participants with account balances
708

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

RecordkeeperEIN 34-1479833
SCHWAB RETIREMENT PLAN SERVICES,INC
Independent accountantEIN 99-4708358
BDMP ASSURANCE, LLP
Accountant's opinion (Schedule H, line 3a)
Unmodified

The recordkeeper and the accountant are named on Schedule C of this filing. The opinion and the fee are from Schedule H.

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