Form 5500 · Employee benefit plan · NEW YORK, NY
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION of NEW YORK, NY files a Form 5500 with the U.S. Department of Labor disclosing its employee benefit plan. Its broker of record is AMWINS GROUP BENEFITS, LLC. Coverage is written through UNITED AMERICAN INSURANCE COMPANY and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 32-0178959 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| UNITED AMERICAN INSURANCE COMPANY | Health | 44 | December | $26,196 |
| PRUDENTIAL INSURANCE COMPANY OF AMERICA | Life, Disability | 176 | December | $17,249 |
| ELIXIR INSURANCE COMPANY | — | 47 | December | $10,921 |
| VISION SERVICE PLAN | Vision | 152 | December | $1,546 |
| PRE-PAID LEGAL SERVICES INC DBA LEGALSHIELD | — | 37 | December | $1,210 |
| FEDERAL INSURANCE COMPANY | — | 176 | October | $225 |
| AETNA LIFE INSURANCE CO. | Health, Dental | 211 | December | $0 |
Questions
Who is SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's benefits broker?
Per its most recent Form 5500 Schedule A, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's broker of record is AMWINS GROUP BENEFITS, LLC.
What insurance carrier does SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION use?
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's benefit plan is written through UNITED AMERICAN INSURANCE COMPANY, among 7 disclosed carriers.
When does SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's group plan renew?
The most recent Schedule A policy period for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.