Form 5500 · Employee benefit plan · NEW YORK, NY
ROSENTHAL & ROSENTHAL INC
The filing calls this plan ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN.
Public Form 5500 records show how ROSENTHAL & ROSENTHAL INC of NEW YORK, NY, a finance and insurance employer, structures its employee benefits. Its broker of record is RSC INSURANCE BROKERAGE, INC.. Coverage is written through AETNA LIFE INSURANCE COMPANY and 2 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-1238943 · plan 501 · plan year 2025, filed Mar 16, 2026
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How this plan is funded
Funding not settled by the filing
The filing does not report enough to settle how this plan pays for benefits.
Benefits declared on this filing
Disability: the largest of the 2 insured disability contracts, with PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY, covers 3 of 170 participants (1.8%) on Schedule A.
One contract on this filing does not say which benefits it covers, so a line above may be insured by it.
Declared benefits are the plan’s own line 8b codes on Form 5500. “Not on Schedule A” means no insured contract for that line appears on this filing. That usually means the benefit is self-funded, or it sits under a different plan number.
Where a line has more than one insured contract, the carrier and the covered figure are the largest contract's by premium. The contracts are not added up: a pharmacy carve-out and the medical carrier beside it cover the same people.
Persons covered is the count the carrier filed for that policy at the end of its policy year, and it can include dependents. Participants is the plan's own count at the start of its plan year. The two count different people, so a covered figure can be larger.
Plan brief
Schedule A lists 4 insured contracts covering vision and disability; the largest, with AETNA LIFE INSURANCE COMPANY, covers 244 people.
The filing declares vision, disability, dental and life. Dental and life appear with no insured contract on Schedule A. That coverage may be self-funded, placed with a carrier that is not on this filing, or written on the contract here that does not say what it covers.
Reported premium across the insured contracts is $57,116, with $5,727 in disclosed broker commissions — about 10% of premium.
The most recent policy period ended in December, and the plan year ends May 31. Group contracts typically renew on that annual cycle.
RSC INSURANCE BROKERAGE, INC. is the broker of record on 1 of the 4 contracts; the rest name a different broker or none.
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Premium | Commission |
|---|---|---|---|---|---|
| AETNA LIFE INSURANCE COMPANY | Vision | 244 | Jan 1, 2025 | $19,861 | $1,989 |
| PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | Disability | 3 | Jun 2, 2025 | $19,623 | $1,870 |
| PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | 4 | Jun 2, 2025 | $17,632 | $1,868 |
| FIRST UNUM LIFE INSURANCE COMPANY | Disability | — | Jun 2, 2025 | — | $0 |
Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.
Administrator and service providers
The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.
Other plans filed by this employer
How this plan compares
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