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Form 5500 · Retirement plan · ALAMEDA, CA

PENUMBRA, INC.

The filing calls this plan PENUMBRA, INC. 401(K) PLAN.

PENUMBRA, INC. of ALAMEDA, CA files a Form 5500 for its retirement plan. Schedule A discloses 1 annuity or guaranteed-interest contract held by the plan, written by EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Decemberas filed for plan year 2025

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 05-0605598 · plan 001 · plan year 2025, filed Sep 10, 2026

Participants at the start of the year
4,364
Contracts on file
1
Contract value
$6,827,050
Plan year end
December

Plan brief

Schedule A lists 1 insurance contract held by the plan — an annuity, a guaranteed-interest account or a similar funding vehicle, with EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA.

The contracts held $6,827,050 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in December.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
EMPOWER ANNUITY INSURANCE COMPANY OF AMERICAAnnuity / GIC890December$6,827,050$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
PENUMBRA, INC.
EIN 05-0605598
EMPOWER ANNUITY INSURANCE COMPANY O
Recordkeeping and information management · EIN 84-0467907
$483,421
paid directly by the plan
SAGEVIEW ADVISORY GROUP, LLC
INVESTMENT MGMT · EIN 84-1532243
$207,114
paid directly by the plan
SAGEVIEW ADVISORY GROUP, LLC
INVESTMENT ADVISOR · EIN 84-1532243
$69,593
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

Reported to OSHA

Reported to OSHA for 2025: 4,059 employees, 66 recordable cases, 15 days away from work.

EmployeesThe company's own average for the year
4,059
Hours worked
7,161,496
Recordable cases
66
Days away from work
15
Establishments filed under this EIN
3

Source: OSHA Injury Tracking Application establishment data, 2025.

What the plan holds

Plan assets at year end
$322,870,010
Paid out in benefits
$16,693,943
Participants at the start of the year
4,364
Participants with account balances
4,463

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

RecordkeeperEIN 84-0467907
EMPOWER ANNUITY INSURANCE COMPANY O
Independent accountantEIN 95-3288054
WRIGHT FORD YOUNG & CO.
Accountant's opinion (Schedule H, line 3a)
Unmodified

The recordkeeper and the accountant are named on Schedule C of this filing. The opinion and the fee are from Schedule H.

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