form5500lookup

Form 5500 · Retirement plan · BANGOR, ME

PENQUIS C.A.P. INC.

The filing calls this plan PENQUIS CAP 403(B) PLAN.

PENQUIS C.A.P. INC. of BANGOR, ME files a Form 5500 for its retirement plan. Schedule A discloses 1 annuity or guaranteed-interest contract held by the plan, written by AMERICAN UNITED LIFE INSURANCE COMPANY. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Decemberas filed for plan year 2024

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 01-6023748 · plan 001 · plan year 2024, filed Oct 15, 2025

Participants at the start of the year
602
Contracts on file
1
Contract value
$1,486,837
Plan year end
December

Plan brief

Schedule A lists 1 insurance contract held by the plan — an annuity, a guaranteed-interest account or a similar funding vehicle, with AMERICAN UNITED LIFE INSURANCE COMPANY.

The contracts held $1,486,837 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in December.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
AMERICAN UNITED LIFE INSURANCE COMPANYAnnuity / GIC92December$1,486,837$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
PENQUIS C.A.P. INC.
EIN 01-6023748
ONEAMERICA RETIREMENT SERVICES LLC
Recordkeeping and information management · EIN 46-5378846
$78,170
paid directly by the plan
CES INSURANCE AGENCY INC
Named on Schedule C · EIN 04-2865307
$40,605
paid directly by the plan
MATRIX TRUST COMPANY
Custodian · Investment advisory · EIN 75-3182674
$0
paid directly by the plan
MSCS FS DIV OF BROADRIDGE BPO, LLP
Named on Schedule C · EIN 33-1151291
$0
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$19,267,833
Paid out in benefits
$1,821,290
Participants at the start of the year
602
Participants with account balances
575

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

RecordkeeperEIN 46-5378846
ONEAMERICA RETIREMENT SERVICES LLC
Independent accountantEIN 39-0758449
WIPFLI
Accountant's opinion (Schedule H, line 3a)
Unmodified
Audit fee
$78,170

The recordkeeper and the accountant are named on Schedule C of this filing. The opinion and the fee are from Schedule H.

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