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Form 5500 · Retirement plan · ROCKVILLE, MD

NASDAQ, INC.

The filing calls this plan NASDAQ PENSION PLAN.

NASDAQ, INC. of ROCKVILLE, MD's retirement plan holds 1 insurance-company contract (annuities or guaranteed-interest accounts), disclosed on Schedule A of its Form 5500. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Decemberas filed for plan year 2023

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 52-1165937 · plan 002 · plan year 2023, filed Oct 14, 2024

Participants at the start of the year
609
Contracts on file
1
Contract value
$28,151,422
Plan year end
December

Plan brief

Schedule A lists 1 insurance contract held by the plan — an annuity, a guaranteed-interest account or a similar funding vehicle, with PRINCIPAL LIFE INSURANCE COMPANY.

The contracts held $28,151,422 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in December.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
PRINCIPAL LIFE INSURANCE COMPANYAnnuity / GIC569December$28,151,422$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
NASDAQ, INC.
EIN 52-1165937
PRINCIPAL LIFE INSURANCE COMPANY
Contract administrator · EIN 42-0127290
$350,850
paid directly by the plan
PRINCIPAL GLOBAL INVESTORS, LLC
INVESTMENT ADVISORY · EIN 42-1479618
$221,382
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$61,117,249
Paid out in benefits
$28,630,413
Participants at the start of the year
609
Participants with account balances
0

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

Independent accountantEIN 44-0160260
FORVIS MAZARS, LLP
Accountant's opinion (Schedule H, line 3a)
Unmodified

From Schedule H of this filing.

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