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Form 5500 · Retirement plan · CHICAGO, IL

KENNICOTT BROTHERS COMPANY

The filing calls this plan KENNICOTT BROTHERS COMPANY EMPLOYEE STOCK OWNERSHIP AND 401(K).

KENNICOTT BROTHERS COMPANY of CHICAGO, IL's retirement plan holds 2 insurance-company contracts (annuities or guaranteed-interest accounts), disclosed on Schedule A of its Form 5500. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Septemberas filed for plan year 2025

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 36-1317280 · plan 003 · plan year 2025, filed Aug 20, 2026

Participants at the start of the year
491
Contracts on file
2
Contract value
$11,916
Plan year end
September

Plan brief

Schedule A lists 2 insurance contracts held by the plan — annuities, guaranteed-interest accounts or similar funding vehicles, all with PRINCIPAL LIFE INSURANCE COMPANY.

The contracts held $11,916 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in September.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
PRINCIPAL LIFE INSURANCE COMPANYAnnuity / GIC428September$9$0
PRINCIPAL LIFE INSURANCE COMPANYAnnuity / GIC428September$11,907$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
KENNICOTT BROTHERS COMPANY
EIN 36-1317280
WILSHIRE ADVISORS LLC
INVESTMENT ADVISORY · EIN 95-2755361
$0
paid directly by the plan
AT RETIREMENT SERVICES, LLC
Recordkeeping and information management · EIN 83-3455979
$12
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$43,407,372
Paid out in benefits
$7,605,110
Participants at the start of the year
491
Participants with account balances
428

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

RecordkeeperEIN 83-3455979
AT RETIREMENT SERVICES, LLC
Independent accountantEIN 42-0714325
RSM US LLP
Accountant's opinion (Schedule H, line 3a)
Unmodified

The recordkeeper and the accountant are named on Schedule C of this filing. The opinion and the fee are from Schedule H.

The filing reports that employee contributions were not forwarded to the plan on time (line 4a).

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