Form 5500 · Employee benefit plan · WASHINGTON, DC
FINRA
FINRA of WASHINGTON, DC is a 4,218-participant other services employer whose group benefits are disclosed in its annual Form 5500 filing. Its broker of record is LOCKTON COMPANIES, LLC NE SERIES. Coverage is written through PRUDENTIAL INSURANCE COMPANY OF AMERICA and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 53-0088710 · plan 507 · as of Aug 2026
Plan brief
Schedule A lists 8 insured contracts covering health, life and disability; the largest, with PRUDENTIAL INSURANCE COMPANY OF AMERICA, covers 4,289 people.
Reported premium across the insured contracts is $9,029,347, with $394,052 in disclosed broker commissions — about 4.4% of premium.
The health contract's policy period ended in December, while at least one ancillary line renews in January — the plan is on a split renewal cycle.
LOCKTON COMPANIES, LLC NE SERIES is the broker of record on 1 of the 8 contracts; the rest name a different broker or none.
7 carriers appear on the filing — PRUDENTIAL INSURANCE COMPANY OF AMERICA, KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC STATES, INC., KAISER FOUNDATION HEALTH PLAN INC. and ARAG INSURANCE COMPANY among them — with PRUDENTIAL INSURANCE COMPANY OF AMERICA writing the largest contract by premium.
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Premium | Commission |
|---|---|---|---|---|---|
| PRUDENTIAL INSURANCE COMPANY OF AMERICA | Life, Disability | 4,289 | December | $6,146,760 | $362,419 |
| ARAG INSURANCE COMPANY | — | 1,966 | December | $260,068 | $26,007 |
| KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC STATES, INC. | Health | 314 | December | $2,003,775 | $5,626 |
| KAISER FOUNDATION HEALTH PLAN OF COLORADO | Health | 17 | December | $124,922 | $0 |
| KAISER FOUNDATION HEALTH PLAN INC. | Health | 49 | December | $320,871 | $0 |
| KAISER FOUNDATION HEALTH PLAN INC. | Health | 19 | December | $146,349 | $0 |
| FEDERAL INSURANCE COMPANY | — | 4,244 | January | $10,749 | $0 |
| UNITEDHEALTHCARE INSURANCE COMPANY | Health | 2 | December | $15,853 | $0 |
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