Form 5500 · Employee benefit plan · SOUTH PORTLAND, ME
DEAD RIVER COMPANY
The filing calls this plan DEAD RIVER COMPANY WRAP BENEFIT PLAN.
DEAD RIVER COMPANY of SOUTH PORTLAND, ME is a 1,450-participant retail employer whose group benefits are disclosed in its annual Form 5500 filing. Its broker of record is LOCKTON COMPANIES, LLC. Coverage is written through DELTA DENTAL PLAN OF MAINE and 3 other carriers. The plan's most recent policy period ended in June.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 01-0385895 · plan 513 · plan year 2025, filed Jan 7, 2026
Get an email when this employer files a new Form 5500, and again about four months before its plan renews.
41 other employer plans in Maine have policy years ending in June. See the full list on the renewal calendar, or ask for it in Claude or ChatGPT.
How this plan is funded
Funding not settled by the filing
The filing does not report enough to settle how this plan pays for benefits.
Benefits declared on this filing
2 contracts on this filing do not say which benefits they cover, so a line above may be insured by one of them.
Also declared: death benefits, other welfare.
Declared benefits are the plan’s own line 8b codes on Form 5500. “Not on Schedule A” means no insured contract for that line appears on this filing. That usually means the benefit is self-funded, or it sits under a different plan number.
Persons covered is the count the carrier filed for that policy at the end of its policy year, and it can include dependents. Participants is the plan's own count at the start of its plan year. The two count different people, so a covered figure can be larger.
Plan brief
Schedule A lists 5 insured contracts covering dental, vision, life and disability; the largest, with DELTA DENTAL PLAN OF MAINE, covers 2,083 people.
The filing declares dental, vision, life, disability and health. Health appears with no insured contract on Schedule A. That coverage may be self-funded, placed with a carrier that is not on this filing, or written on one of the 2 contracts here that do not say what they cover.
Reported premium across the insured contracts is $1,436,075, with $81,643 in disclosed broker commissions — about 5.7% of premium.
The most recent policy period ended in June, and the plan year ends June 30. Group contracts typically renew on that annual cycle.
LOCKTON COMPANIES, LLC is the broker of record on 2 of the 5 contracts; the rest name a different broker or none.
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Premium | Commission |
|---|---|---|---|---|---|
| UNUM INSURANCE COMPANY | — | 607 | Jul 1, 2025 | $432,041 | $78,432 |
| VISION SERVICE PLAN | Vision | 1,042 | Jul 1, 2025 | $143,409 | $3,211 |
| DELTA DENTAL PLAN OF MAINE | Dental | 2,083 | Jul 1, 2025 | $860,625 | $0 |
| NORTHERN LIGHT HEALTHY LIFE EAP | — | 1,515 | Jul 1, 2025 | — | $0 |
| UNUM INSURANCE COMPANY | Life, Disability | 1,515 | Jul 1, 2025 | — | $0 |
Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.
Administrator and service providers
The plan administrator is from line 3a of the main form. We publish company names only.
Reported to OSHA
Reported to OSHA for 2025: 1,426 employees, 92 recordable cases, 555 days away from work.
Source: OSHA Injury Tracking Application establishment data, 2025.
2 establishments filed under this EIN are left out of these figures: the hours and employees they reported could not both be right.
Other plans filed by this employer
How this plan compares
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Renewal calendar
41 other employer plans in Maine are July 1 renewals (policy year ends June).
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