Form 5500 · Employee benefit plan · EL SEGUNDO, CA
CETERA FINANCIAL GROUP, INC.
Public Form 5500 records show how CETERA FINANCIAL GROUP, INC. (EL SEGUNDO, CA) structures its employee benefits. Its broker of record is MARSH & MCLENNAN AGENCY LLC. Coverage is written through UNUM INSURANCE COMPANY and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 30-0588666 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| UNUM INSURANCE COMPANY | — | 593 | December | $33,100 |
| UNUM INSURANCE COMPANY | — | 572 | December | $25,979 |
| UNUM INSURANCE COMPANY | — | 805 | December | $20,675 |
| FEDERAL INSURANCE COMPANY | — | 1,968 | January | $809 |
| VISION SERVICE PLAN | Vision | 2,203 | December | $0 |
| QBE INSURANCE COMPANY | Stop-loss | 1,996 | December | $0 |
| UNUM LIFE INSURANCE COMPANY OF AMERICA | Life, Disability | 3,032 | December | $0 |
Questions
Who is CETERA FINANCIAL GROUP, INC.'s benefits broker?
Per its most recent Form 5500 Schedule A, CETERA FINANCIAL GROUP, INC.'s broker of record is MARSH & MCLENNAN AGENCY LLC.
What insurance carrier does CETERA FINANCIAL GROUP, INC. use?
CETERA FINANCIAL GROUP, INC.'s benefit plan is written through UNUM INSURANCE COMPANY, among 7 disclosed carriers.
When does CETERA FINANCIAL GROUP, INC.'s group plan renew?
The most recent Schedule A policy period for CETERA FINANCIAL GROUP, INC. ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from CETERA FINANCIAL GROUP, INC.'s public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.