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Form 5500 · Retirement plan · WASHINGTON, DC

AMERICAN UNIVERSITY

The filing calls this plan AMERICAN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN.

AMERICAN UNIVERSITY of WASHINGTON, DC's retirement plan holds 2 insurance-company contracts (annuities or guaranteed-interest accounts), disclosed on Schedule A of its Form 5500. These are investment and funding contracts, not group health or welfare coverage. No medical, dental or life benefit is reported on this filing.

Agent of record (Schedule A)
Not disclosed
Contract year ends
Aprilas filed for plan year 2025

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 53-0196549 · plan 001 · plan year 2025, filed Feb 13, 2026

Participants at the start of the year
7,009
Contracts on file
2
Contract value
$269,136,092
Plan year end
April

Plan brief

Schedule A lists 2 insurance contracts held by the plan — annuities, guaranteed-interest accounts or similar funding vehicles. The largest number are with NEW YORK LIFE INSURANCE COMPANY.

The contracts held $269,136,092 at the end of the plan year, as reported on Schedule A.

The filing discloses no agent commission on these contracts.

A Schedule A is filed for a retirement plan when plan assets sit in an insurance company contract. It reports the contract's balances and any agent commission. It does not report a health, dental or life premium, and it does not give a group renewal date.

The contract year ended in April.

Schedule A insurance contracts

CarrierContract typeCoveredYear endsContract valueCommission
NEW YORK LIFE INSURANCE COMPANYAnnuity / GIC—April$10,114,060$0
TIAA-CREFAnnuity / GIC2,449April$259,022,032$0

Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.

See the filing at the Department of Labor

Administrator and service providers

Plan administrator on the filing
AMERICAN UNIVERSITY
EIN 53-0196549
CAP FINANCIAL PARTNERS, LLC
ADVISOR · EIN 26-0058143
$97,130
paid directly by the plan
FIDELITY INVS INST OPER CO, LLC
RECORDKEEPER · EIN 04-2647786
$67,149
paid directly by the plan
SB & COMPANY, LLC
Accounting and audit · EIN 20-2153727
$20,680
paid directly by the plan
TIAA-CREF
ADVISOR · EIN 13-1624203
$11,403
paid directly by the plan

The plan administrator is from line 3a of the main form. The service providers are named on Schedule C of this filing. We publish company names only.

What the plan holds

Plan assets at year end
$1,352,129,486
Paid out in benefits
$91,863,895
Participants at the start of the year
7,009
Participants with account balances
6,676

Sourced from U.S. DOL EFAST2 Form 5500 · Schedule H

Who runs the plan

Independent accountantEIN 20-2153727
SB & COMPANY, LLC
Accountant's opinion (Schedule H, line 3a)
Unmodified

From Schedule H of this filing.

We can name the recordkeeper and the auditor for large plans, the ones that file a Schedule C or a Schedule H. Smaller plans do not have to report either, so for most 401(k) plans in the country that information is not public anywhere.

Other plans filed by this employer

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