Form 5500 · Employee benefit plan · NEW YORK, NY
WATERFALL ASSET MANAGEMENT, LLC
Public Form 5500 records show how WATERFALL ASSET MANAGEMENT, LLC (NEW YORK, NY) structures its employee benefits. Its broker of record is MARSH AND MCLENNAN AGENCY. Coverage is written through FIRST UNUM LIFE INSURANCE COMPANY and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 20-2421778 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| FIRST UNUM LIFE INSURANCE COMPANY | Life, Disability | 139 | December | $12,474 |
| PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | 42 | December | $1,444 |
| PRE-PAID LEGAL SERVICES INC DBA LEGALSHIELD | — | 21 | December | $423 |
| NATIONAL UNION FIRE INS. CO. | — | 139 | December | $405 |
| CIGNA HEALTH AND LIFE INSURANCE COMPANY | Health | 182 | December | $0 |
| HEALTH ADVOCATE SOLUTIONS INC. | — | 126 | December | $0 |
| CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES | Dental, Vision | 147 | December | $0 |
Questions
Who is WATERFALL ASSET MANAGEMENT, LLC's benefits broker?
Per its most recent Form 5500 Schedule A, WATERFALL ASSET MANAGEMENT, LLC's broker of record is MARSH AND MCLENNAN AGENCY.
What insurance carrier does WATERFALL ASSET MANAGEMENT, LLC use?
WATERFALL ASSET MANAGEMENT, LLC's benefit plan is written through FIRST UNUM LIFE INSURANCE COMPANY, among 7 disclosed carriers.
When does WATERFALL ASSET MANAGEMENT, LLC's group plan renew?
The most recent Schedule A policy period for WATERFALL ASSET MANAGEMENT, LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from WATERFALL ASSET MANAGEMENT, LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.