Form 5500 · Employee benefit plan · NEW YORK, NY
NOMURA SECURITIES INTERNATIONAL, INC.
Public Form 5500 records show how NOMURA SECURITIES INTERNATIONAL, INC. of NEW YORK, NY, a finance and insurance employer, structures its employee benefits. Its broker of record is AON CONSULTING, INC.. Coverage is written through PRUDENTIAL INSURANCE COMPANY OF AMERICA and 1 other carrier. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-2642206 · plan 501 · as of Aug 2026
Plan brief
Schedule A lists 2 insured contracts covering life and disability; the largest, with PRUDENTIAL INSURANCE COMPANY OF AMERICA, covers 2,221 people.
Reported premium across the insured contracts is $1,109,103, with $22,182 in disclosed broker commissions — about 2% of premium.
The most recent policy period ended in December, and the plan year ends December 31. Group contracts typically renew on that annual cycle.
AON CONSULTING, INC. is the broker of record on 1 of the 2 contracts; the rest name a different broker or none.
Two carriers split the book: PRUDENTIAL INSURANCE COMPANY OF AMERICA and SUN LIFE AND HEALTH INSURANCE COMPANY.
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Premium | Commission |
|---|---|---|---|---|---|
| PRUDENTIAL INSURANCE COMPANY OF AMERICA | Life, Disability | 2,221 | December | $867,425 | $13,587 |
| SUN LIFE AND HEALTH INSURANCE COMPANY | Life | 2,351 | April | $241,678 | $8,595 |
Covered = persons covered at policy year end, as filed on Schedule A for that policy — often certificates or one class, not the whole plan. Premium = the filing’s own premium/charges figure; “—” means not credibly reported.
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