Form 5500 · Employee benefit plan · NEW YORK, NY
DAIWA CAPITAL MARKETS AMERICA, INC.
DAIWA CAPITAL MARKETS AMERICA, INC.'s employee benefit plan is documented in its annual Form 5500 filing with the Department of Labor. Its broker of record is MARSH USA INC.. Coverage is written through NIPPON LIFE INSURANCE COMPANY OF AMERICA and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-5680329 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| NIPPON LIFE INSURANCE COMPANY OF AMERICA | Health, Dental, Vision | 64 | December | $69,086 |
| LIFE INSURANCE COMPANY OF NORTH AMERICA | Disability | 303 | December | $18,008 |
| NEW YORK LIFE GROUP INSURANCE COMPANY OF NEW YORK | Life | 375 | December | $17,742 |
| CIGNA HEALTH AND LIFE INSURANCE COMPANY | — | 277 | December | $1,506 |
| NEW YORK LIFE GROUP INSURANCE COMPANY OF NEW YORK | — | 303 | December | $1,021 |
| EVERNORTH CARE SOLUTIONS, INC. | — | 825 | December | $494 |
| CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES | Health, Vision, Stop-loss | 831 | December | $0 |
Questions
Who is DAIWA CAPITAL MARKETS AMERICA, INC.'s benefits broker?
Per its most recent Form 5500 Schedule A, DAIWA CAPITAL MARKETS AMERICA, INC.'s broker of record is MARSH USA INC..
What insurance carrier does DAIWA CAPITAL MARKETS AMERICA, INC. use?
DAIWA CAPITAL MARKETS AMERICA, INC.'s benefit plan is written through NIPPON LIFE INSURANCE COMPANY OF AMERICA, among 7 disclosed carriers.
When does DAIWA CAPITAL MARKETS AMERICA, INC.'s group plan renew?
The most recent Schedule A policy period for DAIWA CAPITAL MARKETS AMERICA, INC. ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from DAIWA CAPITAL MARKETS AMERICA, INC.'s public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.