Form 5500 · Employee benefit plan · NORTH BETHESDA, MD
ADVISER COMPLIANCE ASSOCIATES LLC
ADVISER COMPLIANCE ASSOCIATES LLC of NORTH BETHESDA, MD files a Form 5500 with the U.S. Department of Labor disclosing its employee benefit plan. Its broker of record is LOCKTON COMPANIES, LLC. Coverage is written through DELTA DENTAL PLAN OF MAINE and 6 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 75-2987063 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| DELTA DENTAL PLAN OF MAINE | Dental | 2,179 | December | $98,156 |
| UNITEDHEALTHCARE INSURANCE COMPANY | — | 363 | December | $30,832 |
| PRUDENTIAL INSURANCE COMPANY OF AMERICA | Life, Disability | 2,759 | December | $24,177 |
| VISION SERVICE PLAN | Vision | 703 | December | $9,779 |
| AETNA LIFE INSURANCE COMPANY | Health, Dental, Vision | 17 | December | $6,667 |
| PRE-PAID LEGAL SERVICES INC DBA LEGALSHIELD | — | 110 | December | $4,526 |
| WELLWORKS FOR YOU | Health | 1,040 | December | $0 |
Questions
Who is ADVISER COMPLIANCE ASSOCIATES LLC's benefits broker?
Per its most recent Form 5500 Schedule A, ADVISER COMPLIANCE ASSOCIATES LLC's broker of record is LOCKTON COMPANIES, LLC.
What insurance carrier does ADVISER COMPLIANCE ASSOCIATES LLC use?
ADVISER COMPLIANCE ASSOCIATES LLC's benefit plan is written through DELTA DENTAL PLAN OF MAINE, among 7 disclosed carriers.
When does ADVISER COMPLIANCE ASSOCIATES LLC's group plan renew?
The most recent Schedule A policy period for ADVISER COMPLIANCE ASSOCIATES LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from ADVISER COMPLIANCE ASSOCIATES LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.