Form 5500 · Employee benefit plan · CHICAGO, IL
GUGGENHEIM CAPITAL LLC
Public Form 5500 records show how GUGGENHEIM CAPITAL LLC (CHICAGO, IL) structures its employee benefits. Its broker of record is JOSEPH K HALEY. Coverage is written through GUARDIAN and 9 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 36-4358656 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| GUARDIAN | Dental | 1,759 | December | $125,773 |
| LIFE INSURANCE COMPANY OF NORTH AMERICA | Life | 2,010 | December | $99,162 |
| GUARDIAN | Life, Disability | 1,988 | March | $38,124 |
| AETNA LIFE INSURANCE COMPANY | — | 973 | December | $25,126 |
| AETNA LIFE INSURANCE COMPANY | Vision | 3,128 | December | $20,635 |
| GUARDIAN | Disability | 195 | March | $9,059 |
| METLIFE LEGAL PLANS | — | 297 | December | $1,609 |
| LIFE INSURANCE COMPANY OF NORTH AMERICA | — | 2,063 | December | $0 |
| AETNA LIFE INSURANCE COMPANY | Stop-loss | 1,757 | December | $0 |
| UNUM LIFE INSURANCE COMPANY OF AMERICA | Disability | 2,076 | December | $0 |
Questions
Who is GUGGENHEIM CAPITAL LLC's benefits broker?
Per its most recent Form 5500 Schedule A, GUGGENHEIM CAPITAL LLC's broker of record is JOSEPH K HALEY.
What insurance carrier does GUGGENHEIM CAPITAL LLC use?
GUGGENHEIM CAPITAL LLC's benefit plan is written through GUARDIAN, among 10 disclosed carriers.
When does GUGGENHEIM CAPITAL LLC's group plan renew?
The most recent Schedule A policy period for GUGGENHEIM CAPITAL LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from GUGGENHEIM CAPITAL LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.