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Form 5500 · Employee benefit plan · WEEHAWKEN, NJ

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC. of WEEHAWKEN, NJ files a Form 5500 with the U.S. Department of Labor disclosing its employee benefit plan. Its broker of record is INSTITUTIONAL INSURANCE GROUP LLC. Coverage is written through METROPOLITAN LIFE INSURANCE COMPANY and 17 other carriers. The plan's most recent policy period ended in December.

Benefits broker of record
INSTITUTIONAL INSURANCE GROUP LLC
Insurance carrier
METROPOLITAN LIFE INSURANCE COMPANY
Plan renews
December

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 13-2638166 · plan 508 · as of Jul 2026

Participants
14,163
Carriers on file
18
Disclosed commissions
$477,619
Renewal month
December

Schedule A insurance contracts

CarrierBenefitsCoveredRenewsCommission
METROPOLITAN LIFE INSURANCE COMPANYLife5,052December$287,812
ZURICH AMERICAN INSURANCE COMPANY—5,400December$98,676
TRIPLE S SALUD, INC.Health, Dental129December$89,511
ZURICH AMERICAN INSURANCE COMPANY—5,400December$1,620
KAISER FOUNDATION HEALTH PLAN, INC.Health103December$0
KAISER FOUNDATION HEALTH PLAN OF GEORGIA, INC.Health32December$0
KAISER FOUNDATION HEALTH PLAN OF HAWAIIHealth2December$0
HAWAII MEDICAL SERVICE ASSOCIATIONHealth49December$0
KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC STATES, INC.Health12December$0
AETNA LIFE INSURANCE CO.—14,446December$0
HARTFORD LIFE AND ACCIDENTLife, Disability13,209December$0
CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES (CIGNA)Dental2,749December$0
KAISER FOUNDATION HEALTH PLAN OF COLORADOHealth17December$0
KAISER FOUNDATION HEALTH PLAN OF THE NORTHWESTHealth2December$0
KAISER FOUNDATION HEALTH PLAN OF WASHINGTONHealth6December$0
METLIFE LEGAL PLANS—2,962December$0
VISION SERVICE PLANVision8,821December$0
KAISER FOUNDATION HEALTH PLAN INCHealth180December$0

Questions

Who is UBS FINANCIAL SERVICES INC.'s benefits broker?

Per its most recent Form 5500 Schedule A, UBS FINANCIAL SERVICES INC.'s broker of record is INSTITUTIONAL INSURANCE GROUP LLC.

What insurance carrier does UBS FINANCIAL SERVICES INC. use?

UBS FINANCIAL SERVICES INC.'s benefit plan is written through METROPOLITAN LIFE INSURANCE COMPANY, among 18 disclosed carriers.

When does UBS FINANCIAL SERVICES INC.'s group plan renew?

The most recent Schedule A policy period for UBS FINANCIAL SERVICES INC. ended in December. Group plans typically renew on the same annual cycle.

Where does this data come from?

All figures are drawn from UBS FINANCIAL SERVICES INC.'s public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.