Form 5500 · Employee benefit plan · NEW YORK, NY
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC's employee benefit plan is documented in its annual Form 5500 filing with the Department of Labor. Its broker of record is MARSH AND MCLENNAN AGENCY. Coverage is written through CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES and 4 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 20-8601093 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES | Dental, Vision | 164 | December | $17,854 |
| FIRST UNUM LIFE INSURANCE COMPANY | Life, Disability | 194 | December | $11,056 |
| PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | 54 | December | $1,386 |
| PRE-PAID LEGAL SERVICES INC DBA LEGALSHIELD | — | 32 | December | $1,001 |
| CIGNA HEALTH AND LIFE INSURANCE COMPANY | Health | 228 | December | $0 |
Questions
Who is CAPSTONE INVESTMENT ADVISORS, LLC's benefits broker?
Per its most recent Form 5500 Schedule A, CAPSTONE INVESTMENT ADVISORS, LLC's broker of record is MARSH AND MCLENNAN AGENCY.
What insurance carrier does CAPSTONE INVESTMENT ADVISORS, LLC use?
CAPSTONE INVESTMENT ADVISORS, LLC's benefit plan is written through CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES, among 5 disclosed carriers.
When does CAPSTONE INVESTMENT ADVISORS, LLC's group plan renew?
The most recent Schedule A policy period for CAPSTONE INVESTMENT ADVISORS, LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from CAPSTONE INVESTMENT ADVISORS, LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.