Form 5500 · Employee benefit plan · NEW YORK, NY
WATERFALL ASSET MANAGEMENT LLC
Public Form 5500 records show how WATERFALL ASSET MANAGEMENT LLC (NEW YORK, NY) structures its employee benefits. Its broker of record is PRIME PENSIONS, INC.. Coverage is written through PRINCIPAL LIFE INSURANCE COMPANY and 1 other carrier. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 20-2421778 · plan 001 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | — | 192 | December | $0 |
| PRINCIPAL LIFE INSURANCE COMPANY | — | 192 | December | $0 |
Questions
Who is WATERFALL ASSET MANAGEMENT LLC's benefits broker?
Per its most recent Form 5500 Schedule A, WATERFALL ASSET MANAGEMENT LLC's broker of record is PRIME PENSIONS, INC..
What insurance carrier does WATERFALL ASSET MANAGEMENT LLC use?
WATERFALL ASSET MANAGEMENT LLC's benefit plan is written through PRINCIPAL LIFE INSURANCE COMPANY, among 2 disclosed carriers.
When does WATERFALL ASSET MANAGEMENT LLC's group plan renew?
The most recent Schedule A policy period for WATERFALL ASSET MANAGEMENT LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from WATERFALL ASSET MANAGEMENT LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.