Form 5500 · Employee benefit plan · NEWPORT BEACH, CA
ROTH CAPITAL PARTNERS, LLC
ROTH CAPITAL PARTNERS, LLC's employee benefit plan is documented in its annual Form 5500 filing with the Department of Labor. Its broker of record is MARSH AND MCLENNAN AGENCY. Coverage is written through BLUE CROSS OF CALIFORNIA and 3 other carriers. The plan's most recent policy period ended in December.
Sourced from U.S. DOL EFAST2 Form 5500 · EIN 33-0947643 · plan 501 · as of Jul 2026
Schedule A insurance contracts
| Carrier | Benefits | Covered | Renews | Commission |
|---|---|---|---|---|
| BLUE CROSS OF CALIFORNIA | Health | 396 | December | $163,957 |
| METROPOLITAN LIFE INSURANCE COMPANY | Dental, Vision | 309 | December | $21,085 |
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | Life, Disability | 219 | December | $13,914 |
| SAFEGUARD HEALTH PLANS, INC. A CALIFORNIA CORPORATION | Dental | 35 | December | $453 |
Questions
Who is ROTH CAPITAL PARTNERS, LLC's benefits broker?
Per its most recent Form 5500 Schedule A, ROTH CAPITAL PARTNERS, LLC's broker of record is MARSH AND MCLENNAN AGENCY.
What insurance carrier does ROTH CAPITAL PARTNERS, LLC use?
ROTH CAPITAL PARTNERS, LLC's benefit plan is written through BLUE CROSS OF CALIFORNIA, among 4 disclosed carriers.
When does ROTH CAPITAL PARTNERS, LLC's group plan renew?
The most recent Schedule A policy period for ROTH CAPITAL PARTNERS, LLC ended in December. Group plans typically renew on the same annual cycle.
Where does this data come from?
All figures are drawn from ROTH CAPITAL PARTNERS, LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.