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Form 5500 · Employee benefit plan · MINNEAPOLIS, MN

RBC CAPITAL MARKETS LLC

RBC CAPITAL MARKETS LLC's employee benefit plan is documented in its annual Form 5500 filing with the Department of Labor. Its broker of record is PINNACLE INS SOLUTIONS LLC PIN. Coverage is written through GUARDIAN LIFE INSURANCE CO. The plan's most recent policy period ended in December.

Benefits broker of record
Plan renews
December

Sourced from U.S. DOL EFAST2 Form 5500 · EIN 41-1416330 · plan 501 · as of Jul 2026

Participants
3,922
Carriers on file
1
Disclosed commissions
$72,630
Renewal month
December

Schedule A insurance contracts

CarrierBenefitsCoveredRenewsCommission
GUARDIAN LIFE INSURANCE CO3,960December$72,630

Questions

Who is RBC CAPITAL MARKETS LLC's benefits broker?

Per its most recent Form 5500 Schedule A, RBC CAPITAL MARKETS LLC's broker of record is PINNACLE INS SOLUTIONS LLC PIN.

What insurance carrier does RBC CAPITAL MARKETS LLC use?

RBC CAPITAL MARKETS LLC's benefit plan is written through GUARDIAN LIFE INSURANCE CO.

When does RBC CAPITAL MARKETS LLC's group plan renew?

The most recent Schedule A policy period for RBC CAPITAL MARKETS LLC ended in December. Group plans typically renew on the same annual cycle.

Where does this data come from?

All figures are drawn from RBC CAPITAL MARKETS LLC's public Form 5500 filing with the U.S. Department of Labor (EFAST2). Form 5500 is a public record.